Kerri Ann Patrick

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2025-01-01
TX	RA	APPROVED_RES	2020-10-14

OR RA
APPROVED

Since 2025-01-01
TX RA
APPROVED_RES

Since 2020-10-14

Branch Locations

1800 Blankenship Rd Ste 125, West Linn, OR 97068 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Sagepoint Financial, Inc.	Phoenix	AZ	01/2009	10/2017
Lpl Financial, Llc	West Linn	OR	10/2017	Present

01/2009 → 10/2017

Sagepoint Financial, Inc.

Phoenix, AZ
10/2017 → Present

Lpl Financial, Llc

West Linn, OR

Previous Registrations

2005-10-31 → 2017-11-08

Osaic Services, Inc.

West Linn, OR

Phoenix, AZ

La Crosse, WI
2002-09-25 → 2004-02-10

Commonwealth Financial Network

West Linn, OR
1998-05-11 → 2002-07-11

Veravest Investment Advisors, Inc.

Lake Oswego, OR

Other Businesses

1. 10/31/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 07/01/1995 - 2 Hours Per Month/0 Hours During Securities Trading - Time Spent 10% - Term and/or Fixed annuities, Long Term Care, Disability Insurance. 2. 10/31/2017 - Sitka Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 04/01/2016 - Time Spent 100%. 3. 5/21/2021 - Kerri Patrick, LLC - DBA: Sitka Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 4/1/2021 - 40 Hours Per Month/40 Hours During Securities Trading. 4. 01/05/2022 - Kerri Patrick, LLC - Not Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Start Date: 12/31/2021 - 40 Hours Per Month/40 Hours During Securities Trading - 1099 income from LPL and other Ins companies.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-07-11
S63	Uniform Securities Agent State Law Examination	1995-03-10

S65 Uniform Investment Adviser Law Examination

1997-07-11
S63 Uniform Securities Agent State Law Examination

1995-03-10

Designations

Certified Financial Planner

Other Names

Kerri Wright
Kerri Patrick

View on SEC IAPD