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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2008-05-30 |
Branch Locations
1350 Independence St, Ste 302, Lakewood, CO 80215 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Greenwood Village | CO | 05/2008 | Present |
1.05/22/2008; BTS, Inc.; Tax Prep/Accounting/CPA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.02/03/2010; Triad Tax / BTS, Inc. DBA Triad Tax; Tax DBA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.02/09/2010; Triad Group, LLC; Real Estate Rental; Investment Related; ; Start Date ; hrs/mth; hrs during trading 4.03/26/2010; Triad Financial Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-05 |
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