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Bernard Francis Taillon

LPl Financial LLC

Lakewood, CO

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2008-05-30
  • CO RA
    APPROVED
    Since 2008-05-30

Branch Locations

1350 Independence St, Ste 302, Lakewood, CO 80215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Greenwood Village CO 05/2008 Present
Previous Registrations
  • 2002-10-01 → 2008-08-28
    Aurora, CO
    Greenwood Village, CO
  • 2003-12-11 → 2005-10-06
    Walnut Street Securities, Inc.
    Aurora, CO
  • 2002-10-17 → 2005-10-06
    Walnut Street Advisers Inc
    Aurora, CO
Other Businesses

1.05/22/2008; BTS, Inc.; Tax Prep/Accounting/CPA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 2.02/03/2010; Triad Tax / BTS, Inc. DBA Triad Tax; Tax DBA; Not Investment Related; ; Start Date ; hrs/mth; hrs during trading 3.02/09/2010; Triad Group, LLC; Real Estate Rental; Investment Related; ; Start Date ; hrs/mth; hrs during trading 4.03/26/2010; Triad Financial Group; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-01-07
S63 Uniform Securities Agent State Law Examination 1993-08-05
  • S65 Uniform Investment Adviser Law Examination
    2002-01-07
  • S63 Uniform Securities Agent State Law Examination
    1993-08-05

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