Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2004-01-21
  • ME RA
    APPROVED
    Since 2004-01-21

Branch Locations

Centervale Farm Ste 110 200 Us Route 1, Scarborough, ME 04074-6002 • United States

1071 Lisbon St Ste 3, Lewiston, ME 04240-5768 • United States

Biddeford, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Scarborough ME 06/1993 03/2020
Ameriprise Financial Services, Llc Scarborough ME 03/2020 Present
Other Businesses

Business Ownership; Affordable Maine Homes, LLC; Finding homes in poor condition and renovating them for resale.; Purchasing Real Estate; 9 Thatcher Brook Lane, , Biddeford, ME, 4005; Not Investment-Related; 06/01/2020; 1 to 9 hours per month; 0 during trading hours / Collaboration Partners, LLC; Co-owner; Manage Ameriprise Business; 200 US Route 1 Ste 110, , Scarborough, ME, 04074; Investment-Related; 01/07/2026; 60 hours per month; 60 during trading hours. Board of Directors; Biddeford Saco Rotary; Director; PO Box 298, , Saco, ME, 04072; Not Investment-Related; 03/24/2021; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-16
S63 Uniform Securities Agent State Law Examination 1993-08-23
  • S66 Uniform Combined State Law Examination
    2003-12-16
  • S63 Uniform Securities Agent State Law Examination
    1993-08-23
Other Names
  • Kathy Shea
  • Kathleen Kay Shea

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Scarborough, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor