Best Investors
Account
Sign in
Best Investors
Account
Sign in
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-09-29 |
| WI | RA | APPROVED | 2017-09-29 |
Branch Locations
2525 N 124Th St. Ste 102, Brookfield, WI 53005 • United States
4700 S 47Th St., Greenfield, WI 53220 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments, Inc. | Elm Grove | WI | 01/2005 | 09/2017 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 09/2017 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 09/2017 | Present |
1.AMERICAN ADVANTAGE INSURANCE, 2525 N 124TH ST #102, BROOKFIELD, WI, 11/2012 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 5/WK - 5/TRADING. 2.AMERICAN FINANCIAL SERVICES INC, 2525 N 124TH ST #102, BROOKFIELD, WI, 9/1990 AS PRESIDENT/FINANCIAL PROFESSIONAL UTILIZING DBA NAME/PROVIDING TAX RETURN SERVICES. INV REL - 40/WK - 40/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-19 |
Reach out to this advisor