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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-10-07
  • CA RA
    APPROVED
    Since 2021-10-07

Branch Locations

525 Fulton Avenue, Sacramento, CA 95825-4812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Investments Roseville CA 03/2008 02/2017
Lpl Financial, Llc Roseville CA 02/2017 06/2018
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2018 11/2018
Innovation Wealth Management Roseville CA 02/2017 03/2018
Eagle West Group Roseville CA 03/2018 12/2018
Ewg Elevate Inc. D/B/A Eagle West Group Roseville CA 10/2018 12/2018
Edward Jones Saint Louis MO 12/2018 03/2021
Unemployed Auburn CA 03/2021 08/2021
Personal Capital Advisors Corporation Auburn CA 08/2021 09/2021
Charles Schwab & Co., Inc Sacramento CA 09/2021 Present
Charles Schwab Bank, Ssb Sacramento CA 10/2021 Present
  • 03/2008 → 02/2017
    Fidelity Investments
    Roseville, CA
  • 02/2017 → 06/2018
    Roseville, CA
  • 04/2018 → 11/2018
    Fairfield, IA
  • 02/2017 → 03/2018
    Innovation Wealth Management
    Roseville, CA
  • 03/2018 → 12/2018
    Eagle West Group
    Roseville, CA
  • 10/2018 → 12/2018
    Ewg Elevate Inc. D/B/A Eagle West Group
    Roseville, CA
  • 12/2018 → 03/2021
    Saint Louis, MO
  • 03/2021 → 08/2021
    Unemployed
    Auburn, CA
  • 08/2021 → 09/2021
    Personal Capital Advisors Corporation
    Auburn, CA
  • 09/2021 → Present
    Sacramento, CA
  • 10/2021 → Present
    Charles Schwab Bank, Ssb
    Sacramento, CA
Previous Registrations
  • 2021-08-17 → 2021-09-17
    Personal Capital Advisors Corporation
    Auburn, CA
    Greenwood Village, CO
  • 2018-12-20 → 2021-04-01
    Granite Bay, CA
    Granite Bay, CA
  • 2018-10-10 → 2019-01-04
    Protection Point Advisors
    Roseville, CA
  • 2018-04-02 → 2018-12-24
    Roseville, CA
  • 2017-02-17 → 2018-04-11
    Roseville, CA
    Sacramento, CA
    Roseville, CA
  • 2010-08-30 → 2017-02-17
    Jacksonville, FL
    Roseville, CA
  • 2006-08-29 → 2008-01-17
    Wells Fargo Investments, Llc
    Granger, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-08-27
S63 Uniform Securities Agent State Law Examination 2005-11-10
  • S66 Uniform Combined State Law Examination
    2010-08-27
  • S63 Uniform Securities Agent State Law Examination
    2005-11-10
Designations
Other Names
  • John Nordstrom
  • John P Nordstrom
  • John Paul Nordstrom
  • Johnny Nordstrom

View on SEC IAPD

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