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Current Employers
United Capital Management Of Kansas, Inc.

227 North Santa Fe, Salina, KS 67401 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-02-26
  • KS RA
    APPROVED
    Since 2018-02-26

Branch Locations

227 North Santa Fe, Salina, KS 67401 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Straub International Salina KS 03/2011 03/2017
United Capital Management Of Kansas, Inc. Salina KS 03/2017 Present
Previous Registrations
Other Businesses

United Capital Insurance, LLC * Not investment related *Became a part owner on 3/13/24 *Fixed Insurance products *Managing Member/Director *I work with our group of agents to facilitate and offer fixed insurance products (life and LTC insurance, fixed annuities) to client/prospects *I do receive a small override on the agent's production * Approximately 140 hours per month total *Approximately 130 hours per month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-01-22
S63 Uniform Securities Agent State Law Examination 1993-09-08
  • S65 Uniform Investment Adviser Law Examination
    2018-01-22
  • S63 Uniform Securities Agent State Law Examination
    1993-09-08

View on SEC IAPD

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