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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-03 |
| WI | RA | APPROVED | 2025-01-01 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tri City Investments | Hales Corners | WI | 03/2009 | Present |
| Securities America Inc | Hales Corners | WI | 09/2015 | 06/2024 |
| Securities America Advisors | Oak Creek | WI | 06/2020 | 06/2024 |
| Osaic Wealth, Inc. | Oak Creek | WI | 06/2024 | Present |
| Osaic Wealth, Inc. | Oak Creek | WI | 06/2024 | Present |
1. SAA POSITION: Financial Advisor NATURE: Securities America Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/30/2020 ADDRESS: 6400 S 27th St, Oak Creek WI 53154, United States DESCRIPTION: Offer clients advisory services to help them meet their financial needs and goals 2. TRI CITY NATIONAL BANK POSITION: Assistant Vice President NATURE: I am employed with the Financial Institution. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/09/2007 ADDRESS: 6400 S 27th St, Oak Creek WI 53154, United States DESCRIPTION: I am an employee of the bank.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 2000-06-16 |
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