Robert Lee Williams

Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1995 → Present
  The Vanguard Group, Inc.
  Scottsdale, AZ
• 02/1995 → Present
  Vanguard Marketing Corporation
  Scottsdale, AZ
• 01/2015 → Present
  Vanguard Advisers, Inc.
  Scottsdale, AZ

Other Businesses

(1)NAME OF BUSINESS: LUNAA AZ Chapter INVESTMENT RELATED: ADDRESS: Phoenix, AZ NATURE OF BUSINESS: Alumni Group POSITION: Treasurer START DATE: 01/2020 APPROX. HOURS/MONTH: 1 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: Volunteer - Support a very small university alumni group with very basic treasurer activities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-05-23
• S63 Uniform Securities Agent State Law Examination
  1993-09-03

Other Names

• Bob Williams
• Robert Williams