David Edward Farley

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/1993 → Present
  Roney & Co.
  Petoskey, MI
• 09/1999 → Present
  Raymond James & Associates, Inc.
  Petoskey, MI
• 06/2017 → 07/2024
  Public Schools Of Petoskey
  Petoskey, MI

Other Businesses

(1)Name of Business: Downtown Economic Enhancement Committee Address: 100 Lake Street, Petoskey, IA, 49770, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Committee Member Investment Related: No Start Date: 02/03/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Attend board meetings and provide oversight to professional staff that works to get grants and funding for development of downtown Petoskey streetscapes, buidlings and facades.

Exams

• S66 Uniform Combined State Law Examination
  2010-09-21
• S63 Uniform Securities Agent State Law Examination
  1993-07-16