Phillip Kenneth Vance

Current Employers

Employment History

• 11/2007 → 02/2018
  Sii Investments, Inc.
  Buffalo, NY
• 03/2016 → Present
  Sterling Investment Counsel, Llc
  Buffalo, NY
• 02/2018 → Present
  Lpl Financial Llc
  Buffalo, NY

Previous Registrations

• 2007-11-01 → 2018-02-15
  Sii Investments, Inc.
  Buffalo, NY
  Appleton, WI
• 2004-07-07 → 2007-11-05
  1717 Capital Management Company
  Buffalo, NY
  Buffalo, NY

Other Businesses

1. 02/27/2018 - STERLING INVESTMENT COUNSEL LLC- Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date 4/01//2016 - 20 Hours Per Month/20 During Securities Trading - I provide investment advisory services through STERLING INVESTMENT COUNSEL LLC, an independent investment advisor firm. I started this business activity in 04/2016. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 02/14/2018 - Specific Solutions, Inc. - Investment Related - At Reported Business Location(s) - Non-Variable Insurance. 3. 7/12/2018 - Jensen, Marks, Langer & Vance LLC - DBA: Jensen, Marks, Langer and Vance LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 02/15/2018 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-10
• S65 Uniform Investment Adviser Law Examination
  1998-04-17
• S63 Uniform Securities Agent State Law Examination
  1993-07-02