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Salvatore Charles Caruso

Tsg Alpha Partners, LLC

Old Bridge, NJ

Quantum Advisory Group, LLC

Ronkonkoma, NY

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Current Employers
Tsg Alpha Partners, Llc

3663 Route 9 N Suite 2, Old Bridge, NJ 08857 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-20
TX RA APPROVED 2023-10-30
NJ RA APPROVED 2023-10-19
LA RA APPROVED 2023-04-17
NY RA APPROVED 2022-08-30
  • FL RA
    APPROVED
    Since 2024-09-20
  • TX RA
    APPROVED
    Since 2023-10-30
  • NJ RA
    APPROVED
    Since 2023-10-19
  • LA RA
    APPROVED
    Since 2023-04-17
  • NY RA
    APPROVED
    Since 2022-08-30

Branch Locations

3663 Route 9 N Suite 2, Old Bridge, NJ 08857 • United States

Quantum Advisory Group, Llc

1200 Veterans Memorial Hwy. Suite 201, Hauppauge, NY 11788 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-31
  • NY RA
    APPROVED
    Since 2021-08-31

Branch Locations

3275 Veterans Memorial Hwy, Ronkonkoma, NY 11779 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stratvest Holding Inc Staten Island NY 01/1996 01/2017
Nationwide Insurance Company Columbus OH 02/1997 12/2016
Oxford Health Insurance Co Norwalk CT 09/1997 12/2016
John Hancock Mutual Life Insurance Co. Boston MA 03/1998 12/2016
Aetna/Us Healthcare Blue Bell PA 01/1999 12/2016
Legacy Marketing Group San Francisco CA 02/1999 12/2016
New York Life Insurance Co New York NY 07/1999 12/2016
Legend Securities, Inc. New York NY 01/1998 01/2017
Quantum Advisory Group, Llc Melville NY 01/2017 Present
Global Atlantic Financial Group Topeka KS 02/2019 Present
Athene Annuity And Life Insurance Company Scottsdale AZ 04/2019 Present
American Equity Investment Life Insurance Company Desmoine IA 04/2003 Present
Nationwide Financial (Nationwide Life & Annuity Companies) Columbus OH 03/2020 Present
American United Life Insurance Co. Indianapolis IN 03/2020 Present
The State Life Insurance Company Indianapolis IN 03/2020 Present
Tsg Alpha Partners Ronkonkama, NY 01/2022 Present
  • 01/1996 → 01/2017
    Stratvest Holding Inc
    Staten Island, NY
  • 02/1997 → 12/2016
    Nationwide Insurance Company
    Columbus, OH
  • 09/1997 → 12/2016
    Oxford Health Insurance Co
    Norwalk, CT
  • 03/1998 → 12/2016
    John Hancock Mutual Life Insurance Co.
    Boston, MA
  • 01/1999 → 12/2016
    Aetna/Us Healthcare
    Blue Bell, PA
  • 02/1999 → 12/2016
    Legacy Marketing Group
    San Francisco, CA
  • 07/1999 → 12/2016
    New York Life Insurance Co
    New York, NY
  • 01/1998 → 01/2017
    Legend Securities, Inc.
    New York, NY
  • 01/2017 → Present
    Quantum Advisory Group, Llc
    Melville, NY
  • 02/2019 → Present
    Global Atlantic Financial Group
    Topeka, KS
  • 04/2019 → Present
    Athene Annuity And Life Insurance Company
    Scottsdale, AZ
  • 04/2003 → Present
    American Equity Investment Life Insurance Company
    Desmoine, IA
  • 03/2020 → Present
    Nationwide Financial (Nationwide Life & Annuity Companies)
    Columbus, OH
  • 03/2020 → Present
    American United Life Insurance Co.
    Indianapolis, IN
  • 03/2020 → Present
    The State Life Insurance Company
    Indianapolis, IN
  • 01/2022 → Present
    Tsg Alpha Partners
    Ronkonkama,, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-09-02
  • S63 Uniform Securities Agent State Law Examination
    1993-09-02
Designations
Other Names
  • Sal C Caruso

View on SEC IAPD

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