Best Investors Account Sign in
Employer firm

Santander Securities LLC CRD 41791

$3.14B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • SPONSOR TO 3RD-PARTY WRAP FEE PROGRAM(S) OFFERED BY CUSTODIAN'S (NFS) ADVISORY PLATFORM

From the firm’s Form ADV. Read the guides:

Current Employers
Santander Securities Llc

75 State Street Mail Code: Ma-Sst-Inv3, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2014-05-15
  • NJ RA
    APPROVED
    Since 2014-05-15

Branch Locations

345 Union Hill Road, Manalapan, NJ 07726 • United States

8 South Main Street, Marlboro, NJ 07746 • United States

226 Cranbury Half Acre Road, Monroe Township, NJ 08831 • United States

303 Gordons Corner Road, Manalapan, NJ 07726 • United States

587 Main Street, Woodbridge, NJ 07095 • United States

2285 West County Line Road, Jackson, NJ 08527 • United States

901 West Park Avenue, Ocean, NJ 07712 • United States

625 Ridge Pike, Bldg E, Suite 207, Conshohocken, PA 19428 • United States

201 Harmony Road, Middletown, NJ 07748 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 04/2014 Present
Santander Securities, Llc Dorchester MA 04/2014 01/2023
Santander Securities, Llc Dorchester MA 01/2023 Present
Previous Registrations
  • 2009-03-06 → 2014-04-30
    Short Hills, NJ
    Newark, NJ
    Oakhurst, NJ
    East Brunswick, NJ
    Highland Park, NJ
    Newark, NJ
    North Brunswick, NJ
    Newark, NJ
  • 2006-04-07 → 2009-03-06
    Red Bank, NJ
    Lincroft, NJ
    Monroe Township, NJ
    Spring Lake Heights, NJ
    Hamilton, NJ
    Lawrenceville, NJ
    Holmdel, NJ
  • 2005-10-12 → 2006-03-31
    Banc Of America Investment Services, Inc.
    East Brunswick, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-11
  • S66 Uniform Combined State Law Examination
    2005-10-11

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Manalapan, NJ

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor