Stephen Patrick Raborn

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2012-10-08
AR	RA	APPROVED	2011-12-19

TX RA
APPROVED_RES

Since 2012-10-08
AR RA
APPROVED

Since 2011-12-19

Branch Locations

12921 Cantrell Road Suite 400, Little Rock, AR 72223 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Little Rock	AR	12/2011	Present

12/2011 → Present

Raymond James & Associates

Little Rock, AR

Other Businesses

(1) NAME OF BUSINESS : PATRICK RABORN FAMILY TRUST ADDRESS: LITTLE ROCK, AR NATURE OF THE BUSINESS: BUSINESS OWNER POSITION/TITLE: TRUSTEE INVESTMENT RELATED:NO START DATE: 12/19/2011 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PATRICK H. RABORN FAMILY TRUST - STEPHEN RABORN AND CLARK RABORN (BROTHER) TTEESADDRESS BELOW IS CLARK RABORN HOME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2010-07-19
S63	Uniform Securities Agent State Law Examination	1993-07-20

S65 Uniform Investment Adviser Law Examination

2010-07-19
S63 Uniform Securities Agent State Law Examination

1993-07-20

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

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