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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 1993-09-16 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Delray Beach | FL | 06/1993 | Present |
| Bank Of America, N.A. | Delray Beach | FL | 07/2011 | Present |
I*1029312 For profit or not for profit: Name of outside business organization: the little club Investment related: N Address of business: Gulfstream, Florida, 33483 Nature of business: ["Business or Industry Organization"] Position, title, association: ["Committee"], [["Finance committee"]] Start date of relationship: 1/1/2021 Number of hours devoted: 10 hour(s) Yearly Number of hours devoted during trading hours: 2 Duties: , private country club. on committee review the financial of the club make recommendations to Treasure who then decides what he wants to present to the board
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-12-02 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-01 |
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