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Current Employers
Oberweis Asset Management Inc

3333 Warrenville Road Suite 500, Lisle, IL 60532 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-27
TX RA APPROVED_RES 2006-05-08
IL RA APPROVED 1997-10-14
  • CA RA
    APPROVED
    Since 2023-10-27
  • TX RA
    APPROVED_RES
    Since 2006-05-08
  • IL RA
    APPROVED
    Since 1997-10-14

Branch Locations

3333 Warrenville Road Suite 500, Lisle, IL 60532 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oberweis Asset Management Inc. Lisle IL 12/1995 Present
Oberweis Securities, Inc. Lisle IL 09/1996 Present
Other Businesses

PRESIDENT OF THE OBERWEIS FUNDS, A REGISTERED INVESTMENT COMPANY. WRITE ARTICLES OR COLUMNS FOR PUBLICATION IN FORBES MAGAZINE FROM TIME TO TIME. GENERAL PARTNER TALKA HOLDINGS LLC, PASSIVE REAL ESTATE INVESTMENT. OBERWEIS ASSET MANAGEMENT DIRECTOR & PRESIDENT, OBERWEIS ASSET MANAGEMENT (HONG KONG) DIRECTOR - RESEARCH & ASSET MANAGEMENT SERVICES, OBERWEIS ASSET MANAGEMENT (UK) LIMITED DIRECTOR - RESEARCH SERVICES, BOARD MEMBER - THE OBERWEIS DAIRY.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-03-27
S65 Uniform Investment Adviser Law Examination 1996-03-27
  • S63 Uniform Securities Agent State Law Examination
    1996-03-27
  • S65 Uniform Investment Adviser Law Examination
    1996-03-27
Other Names
  • James Walter Overweis

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