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Theodore Lee Parker

Sound Portfolio Advisors, LLC

Mystic, CT

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Current Employers
Sound Portfolio Advisors, Llc

28 Cottrell St., Mystic, CT 06355 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 1999-11-08
  • CT RA
    APPROVED
    Since 1999-11-08

Branch Locations

28 Cottrell Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chemical Bank New York NY 11/1985 Present
Ids Life Insurance Company Woodbridge CT 10/1995 Present
American Express Financial Advisors Inc. Woodbridge CT 10/1995 Present
  • 11/1985 → Present
    Chemical Bank
    New York, NY
  • 10/1995 → Present
    Ids Life Insurance Company
    Woodbridge, CT
  • 10/1995 → Present
    American Express Financial Advisors Inc.
    Woodbridge, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-11-13
S63 Uniform Securities Agent State Law Examination 1993-07-20
  • S65 Uniform Investment Adviser Law Examination
    1995-11-13
  • S63 Uniform Securities Agent State Law Examination
    1993-07-20
Designations
Other Names
  • Theodore Parker

View on SEC IAPD

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BRADLEY FOSTER & SARGENT INC · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · HARTFORD, CT
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