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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-07-18
TX RA APPROVED 2024-07-18
  • DE RA
    APPROVED
    Since 2024-07-18
  • TX RA
    APPROVED
    Since 2024-07-18

Branch Locations

3703 Kennett Pike, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Greenville DE 05/2009 11/2016
Wells Fargo Clearing Services, Llc Greenville DE 11/2016 07/2024
Wells Fargo Advisors Financial Network, Llc Greenville DE 07/2024 Present
Previous Registrations
Other Businesses

EDGAR A. THRONSON FOUNDATION, INV RELATED, GREENVILLE, DE, TREASURER, START 7/1/1995, MINIMAL HOURS PER MONTH, ZERO DURING TRADING, PRIVATE FOUNDATION. POA FOR FATHER, INVESTMENT RELATED, GREENVILLE DE, START 07/11, 1 HR/MO. POA FOR MOTHER, INVESTMENT RELATED, GREENVILLE DE, START 07/11, 0 HR/MO. DEWEES PROPERTIES LLC; INVESTMENT RELATED; GREENVILLE, DE; 33% OWNERSHIP, START 2/1/2011; 1 HR PER MONTH; 0 HRS DURING TRADING, HOLDS RENTAL PROPERTIES. DELAWARE CENTER OF HORTICULTURE, INV RELATED, WILMINGTON, DE, INVESTMENT COMMITTEE MEMBER, START 7/26/2024, 1 HOUR PER MONTH, 1 HR DURING TRADING, ATTENDING MEETINGS TO REVIEW ENDOWMENT POLICY AND INVESTMENT PORTFOLIO WITH THE ADVISOR TO MAKE RECOMMENDATIONS. LEADING THROUGH RIGOROUS AND DISCIPLINED INVESTMENT PROCESS, INVESTMENT STRATEGY AND PORTFOLIO TWEAKING. DEWEES PRIVATE WEALTH MANAGEMENT INC; INV RELATED; GREENVILLE, DE; 100% OWNERSHIP; START DATE 1/1/2024; 60 HOURS PER MONTH; 60 DURING TRADING; FINET PRACTICE. BEBE PROPERTIES LLC; INV RELATED; GREENVILLE, DE; 33% OWNERSHIP; START DATE 7/31/2024; 2 HOURS PER WEEK; 0 DURING TRADING; DUTIES: PRESIDENT. EDGAR THRONSON FOUNDATION, INVT RELATED, GREENVILLE, DE, TREASURER, START DATE 7/1/1996, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING INVESTMENT PERFORMANCE AND GRANT REQUESTS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-08-20
S63 Uniform Securities Agent State Law Examination 1993-08-06
  • S65 Uniform Investment Adviser Law Examination
    1993-08-20
  • S63 Uniform Securities Agent State Law Examination
    1993-08-06
Other Names
  • Don Dewees
  • Donald Charles Dewees
  • Don Dewees

View on SEC IAPD

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