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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2024-07-18 |
| TX | RA | APPROVED | 2024-07-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greenville | DE | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greenville | DE | 11/2016 | 07/2024 |
| Wells Fargo Advisors Financial Network, Llc | Greenville | DE | 07/2024 | Present |
EDGAR A. THRONSON FOUNDATION, INV RELATED, GREENVILLE, DE, TREASURER, START 7/1/1995, MINIMAL HOURS PER MONTH, ZERO DURING TRADING, PRIVATE FOUNDATION. POA FOR FATHER, INVESTMENT RELATED, GREENVILLE DE, START 07/11, 1 HR/MO. POA FOR MOTHER, INVESTMENT RELATED, GREENVILLE DE, START 07/11, 0 HR/MO. DEWEES PROPERTIES LLC; INVESTMENT RELATED; GREENVILLE, DE; 33% OWNERSHIP, START 2/1/2011; 1 HR PER MONTH; 0 HRS DURING TRADING, HOLDS RENTAL PROPERTIES. DELAWARE CENTER OF HORTICULTURE, INV RELATED, WILMINGTON, DE, INVESTMENT COMMITTEE MEMBER, START 7/26/2024, 1 HOUR PER MONTH, 1 HR DURING TRADING, ATTENDING MEETINGS TO REVIEW ENDOWMENT POLICY AND INVESTMENT PORTFOLIO WITH THE ADVISOR TO MAKE RECOMMENDATIONS. LEADING THROUGH RIGOROUS AND DISCIPLINED INVESTMENT PROCESS, INVESTMENT STRATEGY AND PORTFOLIO TWEAKING. DEWEES PRIVATE WEALTH MANAGEMENT INC; INV RELATED; GREENVILLE, DE; 100% OWNERSHIP; START DATE 1/1/2024; 60 HOURS PER MONTH; 60 DURING TRADING; FINET PRACTICE. BEBE PROPERTIES LLC; INV RELATED; GREENVILLE, DE; 33% OWNERSHIP; START DATE 7/31/2024; 2 HOURS PER WEEK; 0 DURING TRADING; DUTIES: PRESIDENT. EDGAR THRONSON FOUNDATION, INVT RELATED, GREENVILLE, DE, TREASURER, START DATE 7/1/1996, 1 HR PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, REVIEWING INVESTMENT PERFORMANCE AND GRANT REQUESTS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-06 |
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