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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2014-02-18 |
| TX | RA | APPROVED_RES | 2008-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 11/2008 | Present |
I*63916For profit or not for profit: For-Profit OrganizationName of outside business organization: Kansas Properties, LLCInvestment related: YAddress of business:China Grove, North Carolina 28023Nature of business: LLC,Position, title, association: Other, LLC memberStart date of relationship: 4/18/2003Number of hours devoted: 6 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: Personal LLC - residential rental property; my husband is a real estate broker and this is part of his business. I am listed as a member in case he is out of town and I need to transact business for the LLC. Reviewed with A R I*2062269, Entity Type Fiduciary, Name of OBA: J B. H Address: Cleveland, North Carolina, 27013 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 24-Oct-2024 No Hours: 1 yearly No Hours during trading: 0 Duties: I*2705282, Entity Type, Name of OBA: D H - Notary Address: China GroveNorth Carolina28023 Investment Related: No Position, Title, Association: Notary Employee Start Date: 08/07/2025 No Hours: 1 monthly No Hours during trading: 1 monthly Duties: Notarize documents and keep the notary log. Notarize documents at no charge as needed.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-01 |
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