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Rocio Montagner

Edward Jones

Palmdale, CA

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-09
CA RA APPROVED 2014-01-27
  • TX RA
    APPROVED_RES
    Since 2019-01-09
  • CA RA
    APPROVED
    Since 2014-01-27

Branch Locations

41301 12Th Street West Suite E, Palmdale, CA 93551 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St. Louis MO 01/2014 Present
Previous Registrations
  • 2004-01-01 → 2005-05-05
    Citicorp Investment Services
    Whittier, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-01-24
S63 Uniform Securities Agent State Law Examination 1993-07-01
  • S66 Uniform Combined State Law Examination
    2014-01-24
  • S63 Uniform Securities Agent State Law Examination
    1993-07-01
Other Names
  • Rocio Montagner
  • Rocio Galaviz-Montagner
  • Rocio Galaviz
  • Rocio Galaviz-Montagner
  • Rocio Galaviz
  • Rocio Galavizmontagner
  • Rocio Galaviz-Montagner
  • Rocio Galaviz-Montagnerer
  • Rocio Galaviz-Montagner

View on SEC IAPD

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