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Arthur Robert Romano

Waverly Advisors, LLC

Malvern, PA

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2025-12-05
  • PA RA
    APPROVED
    Since 2025-12-05

Branch Locations

18 Church Road, Malvern, PA 19355 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Forefront Wealth Management Malvern PA 09/2021 03/2026
Commonwealth Business Group Glenallen VA 04/2013 09/2021
Waverly Advisors, Llc Birmingham AL 12/2025 Present
  • 09/2021 → 03/2026
    Forefront Wealth Management
    Malvern, PA
  • 04/2013 → 09/2021
    Commonwealth Business Group
    Glenallen, VA
  • 12/2025 → Present
    Waverly Advisors, Llc
    Birmingham, AL
Previous Registrations
  • 2021-11-29 → 2026-03-16
    Forefront Wealth Management
    Malvern, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-29
  • S65 Uniform Investment Adviser Law Examination
    2021-11-29
Other Names
  • Art Romano
  • Arthur Robert Romano

View on SEC IAPD

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