Dawn Autin Dupre

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-03-02
TX	RA	APPROVED_RES	2021-02-24
MN	RA	APPROVED	2020-08-07
DE	RA	APPROVED	2020-01-17
PA	RA	APPROVED	2020-01-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Morgan Stanley Smith Barney Llc	Berwyn	PA	11/2013	01/2020
Morgan Stanley Private Bank, N.A.	New York	NY	01/2015	01/2020
Morgan Stanley Smith Barney Llc	Rehoboth Beach	DE	07/2015	01/2020
Janney Montgomery Scott Llc	Berwyn	PA	01/2020	Present

2013-11-18 → 2020-01-21

Morgan Stanley

Berwyn, PA

Rehobeth Beach, DE
2010-05-28 → 2012-10-23

Citizens Securities, Inc.

Plymouth Meeting, PA
2007-12-10 → 2010-05-03

Pnc Wealth Management Llc

Newton Square, PA

Berwyn, PA

Newtown, PA
2004-09-09 → 2007-09-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Wayne, PA

Tampa, FL

Tampa, FL
2003-07-10 → 2005-01-20

Amsouth Investment Management Company Llc

Birmingham, AL
2003-01-31 → 2003-08-11

Amsouth Investment Services, Inc.

Tampa, FL

Kings Creek Country Club, Rehoboth Beach, DE. Board member, 2 hours/month, not compensated, member since 2015.

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-03-17
S63	Uniform Securities Agent State Law Examination	1995-09-18

Other Firms