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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2019-10-31
TX RA APPROVED_RES 2019-10-31
  • OK RA
    APPROVED
    Since 2019-10-31
  • TX RA
    APPROVED_RES
    Since 2019-10-31

Branch Locations

2125 N Kelly Ave., Edmond, OK 73003 • United States

6200 Waterford Blvd, Oklahoma City, OK 73118 • United States

3443 N Kickapoo St, Shawnee, OK 74804 • United States

206 N 2Nd St, Seminole, OK 74818 • United States

508 W Broadway, Mcloud, OK 74851 • United States

2930 Sw 134Th St, Oklahoma City, OK 73170 • United States

7701 S Sooner Rd, Oklahoma City, OK 73135 • United States

1939 N. Harrison Ave, Shawnee, OK 74804 • United States

1213 Gordon Cooper Drive, Tecumseh, OK 74873 • United States

1204 E Ross St, Tahlequah, OK 74464 • United States

602 W Main, Stroud, OK 74079 • United States

601 W Carl Hubbell Blvd, Meeker, OK 74855 • United States

1001 Manvel Ave, Chandler, OK 74834 • United States

809 N Cornell Parkway, Oklahoma City, OK 73108 • United States

7901 N. Macarthur, Oklahoma City, OK 73132 • United States

11001 N May Ave, Oklahoma City, OK 73120 • United States

902 W Main, Prague, OK 74864 • United States

501 E Carl Albert Pkwy, Mcalester, OK 74501 • United States

300 W Broadway St, Okemah, OK 74859 • United States

101 N Broadway Ave, Oklahoma City, OK 73102 • United States

9335 S Pennsylvania Ave, Oklahoma City, OK 73159 • United States

1111 N Lincoln, Oklahoma City, OK 73104 • United States

4200 S Sunnylane, Del City, OK 73115 • United States

5605 Se 15Th St, Midwest City, OK 73110 • United States

111 S Casaver Ave, Wagoner, OK 74467 • United States

4500 W Memorial Rd, Oklahoma City, OK 73142 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T S Phillips Investments, Inc Oklahoma City OK 09/2008 10/2019
Lpl Financial Llc Oklahoma City OK 10/2019 Present
Bancfirst Oklahomoa City OK 09/2008 10/2019
  • 09/2008 → 10/2019
    T S Phillips Investments, Inc
    Oklahoma City, OK
  • 10/2019 → Present
    Oklahoma City, OK
  • 09/2008 → 10/2019
    Bancfirst
    Oklahomoa City, OK
Previous Registrations
  • 2010-07-06 → 2019-11-01
    Phillips Capital Advisors, Inc.
    Oklahoma City, OK
    Oklahoma City, OK
    Edmond, OK
Other Businesses

1)10/31/19 Independent Advisers Group- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)-100%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-10-06
S63 Uniform Securities Agent State Law Examination 1993-06-25
  • S66 Uniform Combined State Law Examination
    2008-10-06
  • S63 Uniform Securities Agent State Law Examination
    1993-06-25

View on SEC IAPD

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