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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2017-02-01
  • MO RA
    APPROVED
    Since 2017-02-01

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. St Louis MO 06/2016 01/2017
Stifel Nicolaus & Co Inc St. Louis MO 01/2017 Present
  • 06/2016 → 01/2017
    Scottrade, Inc.
    St Louis, MO
  • 01/2017 → Present
    Stifel Nicolaus & Co Inc
    St. Louis, MO
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2005-07-29
S65 Uniform Investment Adviser Law Examination 2004-12-01
  • S63 Uniform Securities Agent State Law Examination
    2005-07-29
  • S65 Uniform Investment Adviser Law Examination
    2004-12-01
Designations

View on SEC IAPD

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