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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-03-10 |
| TX | RA | APPROVED_RES | 2021-03-10 |
Branch Locations
9665 Wilshire Boulevard Suite 600, Beverly Hills, CA 90212 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Beverly Hills | CA | 06/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Beverly Hills | CA | 11/2016 | 03/2021 |
| Morgan Stanley Smith Barney Llc | Beverly Hills | CA | 03/2021 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 04/2021 | Present |
*429700 - WISH Forward; Investment related - No; Los Angeles, California; Public Schools; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2021; During business hours: 0; After business hours: 6; Fundraising
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-08-13 |
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