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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-03-26
MI RA APPROVED 2015-08-21
IL RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2020-03-26
  • MI RA
    APPROVED
    Since 2015-08-21
  • IL RA
    APPROVED
    Since 2009-06-01

Branch Locations

34901 Woodward Avenue Suite 300, Birmingham, MI 48009 • United States

40705 Woodward Avenue Suite 200, Bloomfield Hills, MI 48304 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Birmingham MI 05/2015 Present
  • 05/2015 → Present
    Morgan Stanley Smith Barney Llc
    Birmingham, MI
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Merrilville, IN
    Chicago, IL
    Chicago, IL
  • 2004-09-02 → 2007-04-02
    Morgan Stanley Dw Inc.
    Chicago, IL
    Chicago, IL
Other Businesses

1. CANAAN CAPITAL CORP, NON INVESTMENT RELATED, 4910 S. CORNELL AVENUE, CHICAGO, IL 60615. SOLE SHAREHOLDER,CEO, STARTED 9/2001. 20 HRS PER MONTH OR LESS,REAL ESTATE HOLDINGS AND PROPERTY MANAGEMENT,FINANCE OF PROPERTY. NOT A REAL ESTATE AGENT. 2.LLC for rental property; Investment related- Yes; Rental; Director (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 0; After business hours: 8; Day to day property management 2. CHARLES TILLMAN CORNERSTONE FOUNDATION BOARD MEMBER. *630001 - The Cornell Group; Investment Related - Yes; Sheridan, Wyoming; Other; Officer (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2025; During Business Hours: 0; After Business Hours: 4; Administrative.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-02-26
S63 Uniform Securities Agent State Law Examination 1993-07-23
  • S65 Uniform Investment Adviser Law Examination
    1999-02-26
  • S63 Uniform Securities Agent State Law Examination
    1993-07-23

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