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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-11-06 |
| TX | RA | APPROVED | 2023-10-30 |
Branch Locations
1000 Corporate Drive, Suite 600, Fort Lauderdale, FL 33334 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Fort Lauderdale | FL | 01/1995 | 10/2023 |
| Massmutual Life Insurance Company | Fort Lauderdale | FL | 01/1995 | 10/2023 |
| Lpl Financial Llc | Ft Lauderdale | FL | 10/2023 | Present |
| Global Retirement Partners, Llc | San Rafael | CA | 10/2023 | Present |
| Hub International Investment Services | Kansas City | MO | 05/2025 | Present |
1) 10/30/2023 - BLS WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 2) 10/30/2023 - HUB RETIREMENT & WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s). 3) 10/30/2023 - HUB INTERNATIONAL - Outside/W-2 Employment - HEAD OF RPW FOR HUB s FLORIDA - FL 33334 - Non investment related - 160 Hours per month - Start date: 12/01/2023. 4) 10/30/2023 - BLS Wealth Management, LLC - Non-Variable Insurance - Selling: Life, LTC, Disability, Medical, Group benefits, fixed annuities, MassMutual, Life Brokerage, Ash - Investment related - FL 33334 - 64 Hours per month - Start date: 10/23/2023. 5) 10/30/2023 - BLS WEALTH MANAGEMENT. A DIVSION OF HUB RETIREMENT & WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - Start Date 12/01/2023 6) 10/30/2023 - BLS LIFE SETTLEMENT LLC - Business Entity For Tax/Investment Purposes Only - shell company - FL 33304 - Non investment related - Start date: 10/23/2023. 7) 11/10/2023 - BLS WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/23/2023 - 160 Hours Per Month/ 8 Hours During Trading 8) 11/10/2023 - BLS WEALTH MGMT A DIVSION OF HUB RETIREMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ 8 Hours During Trading 9) 11/10/2023 - HUB RETIREMENT & WEALTH MANAGEMENT - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/01/2023 - 160 Hours Per Month/ 8 Hours During Trading 10) 11/10/2023 - GLOBAL RETIREMENT PARTNERS - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 10/23/2023 - 160 Hours Per Month/ 8 Hours During Trading - I provide investment advisory services through GLOBAL RETIREMENT PARTNERS, an independent investment advisor firm. I started this business activity in 10/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 11) 08/15/2024 - HUB International Investment Services Inc. - Other - Accommodation BrokerDealer - Investment Related - At Reported Business Location(s) - Start Date 10/30/2023 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1996-01-05 |
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