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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| CT | RA | APPROVED | 2008-12-19 |
| TX | RA | APPROVED_RES | 2008-06-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Buffalo | NY | 06/2008 | Present |
| Bank Of America,N.A. | Buffalo | NY | 06/2011 | Present |
I*496321, Entity Type: Entity For Profit, Name of OBA: Seasonal Rental Town Home, Address: Melbourne Beach, Florida 32951, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 12/01/2014, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-15 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-28 |
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