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Michael Frederick Quick

Osaic Wealth, Inc.

Tampa, FL

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-02
  • FL RA
    APPROVED
    Since 2018-11-02

Branch Locations

1511 N. Westshore Blvd. Suite 1100, Tampa, FL 33607 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Signator Investors, Inc. Tampa FL 05/1993 11/2018
Osaic Wealth, Inc. New Port Richey FL 11/2018 Present
  • 05/1993 → 11/2018
    Signator Investors, Inc.
    Tampa, FL
  • 11/2018 → Present
    New Port Richey, FL
Previous Registrations
  • 2016-02-02 → 2018-11-02
    Signator Investors, Inc.
    Tampa, FL
    New Port Richey, FL
    Tampa, FL
Other Businesses

1. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: I conduct investment and insurance business under this name NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/02/2018 ADDRESS: 1511 N. Westshore Blvd, Ste. 1100, Tampa FL 33607, United States DESCRIPTION: Sales/Marketing of securities, investment advisory,and insurance products 2. SIGNATURE FINANCIAL SOLUTIONS, LLC POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/02/2018 ADDRESS: 1511 N. Westshore Blvd., Ste 1100, Tampa FL 33607, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-12-23
S66 Uniform Combined State Law Examination 1999-09-01
  • S65 Uniform Investment Adviser Law Examination
    2015-12-23
  • S66 Uniform Combined State Law Examination
    1999-09-01
Other Names
  • Mike Quick
  • Michael F Quick

View on SEC IAPD

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