Louis Sparacino

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → Present
  Osaic Wealth, Inc.
  Huntington, NY
• 06/2013 → Present
  Dba Shelter Rock Financial Group
  Jericho, NY

Other Businesses

1. DBA SHELTER ROCK FINANCIAL GROUP .WE WILL BE CONDUCTING OUR APPROVED INVESTMENT SERVICES THROUGH OSAIC WEALTH UNDER THE NAME SHELTER ROCK FINANCIAL GROUP. POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2013 ADDRESS: 410 E Jericho TPKE, Mineola NY 11501, United States DESCRIPTION: financial advisor 2. SHELTER ROCK FINANCIAL GROUP POSITION: Insurance Broker NATURE: Life and Health Insurance Position: other - insurance broker Nature insurance Agency- Investment Related: no number of hours: 5 securities Trading Hours: 5 start date: 6/1/2013 Address 410 East Jericho Turnpike, Mineola NY 11501. United States Description; Sell Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2013 ADDRESS: 410 East Jericho Turnpike, Mineola, NY 11501, Mineola NY 11501, United States DESCRIPTION: selling life insurance

Exams

• S66 Uniform Combined State Law Examination
  2021-09-20
• S63 Uniform Securities Agent State Law Examination
  1993-10-05

Other Names

• Louis Spapacino