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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-11-08 |
| FL | RA | APPROVED | 2023-06-08 |
| SC | RA | APPROVED | 2023-04-25 |
| CT | RA | APPROVED | 2021-09-24 |
| NY | RA | APPROVED | 2021-09-24 |
| PA | RA | APPROVED | 2021-09-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Osaic Wealth, Inc. | Huntington | NY | 02/2013 | Present |
| Dba Shelter Rock Financial Group | Jericho | NY | 06/2013 | Present |
1. DBA SHELTER ROCK FINANCIAL GROUP .WE WILL BE CONDUCTING OUR APPROVED INVESTMENT SERVICES THROUGH OSAIC WEALTH UNDER THE NAME SHELTER ROCK FINANCIAL GROUP. POSITION: Partner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 06/01/2013 ADDRESS: 410 E Jericho TPKE, Mineola NY 11501, United States DESCRIPTION: financial advisor 2. SHELTER ROCK FINANCIAL GROUP POSITION: Insurance Broker NATURE: Life and Health Insurance Position: other - insurance broker Nature insurance Agency- Investment Related: no number of hours: 5 securities Trading Hours: 5 start date: 6/1/2013 Address 410 East Jericho Turnpike, Mineola NY 11501. United States Description; Sell Life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2013 ADDRESS: 410 East Jericho Turnpike, Mineola, NY 11501, Mineola NY 11501, United States DESCRIPTION: selling life insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1993-10-05 |
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