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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-23 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
52 Sugar Creek Center Blvd Suite 300, Sugar Land, TX 77478 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Aspen Wealth Management | Sugar Land | TX | 04/1998 | Present |
| Sageguard Financial Group, Llc | Sugar Land | TX | 06/2017 | 12/2021 |
| Alphastar Capital Management Llc | Cornelius | NC | 07/2021 | 05/2025 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 05/2025 | Present |
Aspen Wealth Management/Dollars and Sense Radio - Insurance Sales 52 Sugar Creek Center Blvd Suite 300 Sugarland TX 77478 120 Hours per month/ 100% Ownership Independent Insurance Agent Insurance Carrier Commissions; Doug spends 90% of time as insurance agent.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1993-06-08 |
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