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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-05-28 |
| SC | RA | APPROVED | 2024-09-03 |
| TX | RA | APPROVED | 2015-10-02 |
| GA | RA | APPROVED | 2009-01-21 |
Branch Locations
104 S. Main St., Ste 800-843, Greenville, SC 29601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Fnancial, Llc | Evans | GA | 01/2009 | Present |
1. 7/8/2009: FinancialConnex - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 01/15/2025- Mark Koppelmann, LLC- Business Entity For Tax/Investment Purposes Only- INV Related- At Reported Business Location(s)- Start date 01/01/2025- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1993-07-09 |
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