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Current Employers
Realta Investment Advisors, Inc

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-11-12
TX RA APPROVED 2024-11-08
  • CA RA
    APPROVED
    Since 2024-11-12
  • TX RA
    APPROVED
    Since 2024-11-08

Branch Locations

1201 N. Orange Street Suite 729, Wilmington, DE 19801 • United States

Granada Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 02/2002 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2024
Cetera Advisors Llc Granada Hills CA 09/2022 11/2024
Nanser Inc. Granada Hills CA 05/2023 Present
Realta Equities, Inc. Wilmington DE 11/2024 Present
Realta Investment Advisors, Inc. Wilmington DE 11/2024 Present
  • 02/2002 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2024
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → 11/2024
    Cetera Advisors Llc
    Granada Hills, CA
  • 05/2023 → Present
    Nanser Inc.
    Granada Hills, CA
  • 11/2024 → Present
    Realta Equities, Inc.
    Wilmington, DE
  • 11/2024 → Present
    Wilmington, DE
Previous Registrations
  • 2020-11-12 → 2024-11-11
    Granada Hills, CA
  • 2012-07-17 → 2020-11-12
    First Allied Advisory Services, Inc.
    Granada Hills, CA
Other Businesses

1. MAHENDRU FINANCIAL GROUP, MAHENDRU FINANCIAL, MF GROUP; DBA; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; WWW.MAHENDRU.COM; PRESIDENT; NO COMPENSATION; 0 HOURS PER WEEK "DOING BUSINESS AS" (DBA); START DATE: 3/7/2011. 2. BHAGWATI MAHENDRU - SOLE PROPRIETOR; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; INSURANCE; START DATE: 8/24/2004; INSURANCE SERVICES INCLUDING HEALTH, LIFE, DISABILITY, AND ANNUITIES; WWW.MAHENRU.COM; COMPENSATION IN THE FORM OF FEES; 0-1 HOUR PER WEEK DURING NORMAL TRADING HOURS. 3. VALLEY FAMILY CENTER; 302 S BRAND BLVD SAN FERNANDO, CA 91340; NON-PROFIT ORGANIZATION PROVIDING COUNSELING; VALLEYFAMILYCENTER.ORG; BOARD MEMBER; NO COMPENSATION; START DATE 1/8/2013; 2 HRS. PER MONTH SOME DURING NORMAL TRADING HOURS. 4. NANSER INC; 13451 MISSION TIERRA WAY GRANADA HILLS, CA 91344; NOT INVESTMENT RELATED: MANAGING PERSONAL INVESTMENTS; CHAIRMAN AND CEO; START DATE: 5/2023; NO COMPENSATION; APPROXIMATELY 1 HOUR PER WEEK DURING NORMAL TRADING HOURS. 5. REALTA INVESTMENT ADVISORS, INC; 1201 NORTH ORANGE STREET STE 729 WILMINGTON, DE 19801; START: 11/2024; INVESTMENT ADVISORY SERVICES; WWW.REALTAWEALTH.COM; INVESTMENT ADVISORY REPRESENTATIVE; COMPENSATION IN THE FORM OF FEES; 2 HOURS PER WEEK DURING NORMAL TRADING HOURS.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1993-08-24
  • S63 Uniform Securities Agent State Law Examination
    1993-08-24

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