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James Mcdaniel

Charles Schwab & Co., Inc.

Chapel Hill, NC

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-17
  • NC RA
    APPROVED
    Since 2025-09-17

Branch Locations

1108 Environ Way, Chapel Hill, NC 27517-4418 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Raleigh NC 06/2015 10/2016
Wells Fargo Advisors, Llc. Saint Louis MO 10/2016 12/2021
Well Fargo Bank, Na Raleigh NC 10/2016 12/2021
Wells Fargo Clearing Services, Llc St Louis MO 11/2016 12/2021
First Citizens Bank Raleigh NC 12/2021 05/2024
First Citizens Investor Services Raleigh NC 12/2021 05/2024
Pnc Investments Pittsburgn PA 05/2024 08/2025
Charles Schwab & Co., Inc. Chapel Hill NC 09/2025 Present
Charles Schwab Bank, Ssb Chapel Hill NC 09/2025 Present
  • 06/2015 → 10/2016
    Lincoln Financial Securities
    Raleigh, NC
  • 10/2016 → 12/2021
    Wells Fargo Advisors, Llc.
    Saint Louis, MO
  • 10/2016 → 12/2021
    Well Fargo Bank, Na
    Raleigh, NC
  • 11/2016 → 12/2021
    Wells Fargo Clearing Services, Llc
    St Louis, MO
  • 12/2021 → 05/2024
    First Citizens Bank
    Raleigh, NC
  • 12/2021 → 05/2024
    First Citizens Investor Services
    Raleigh, NC
  • 05/2024 → 08/2025
    Pnc Investments
    Pittsburgn, PA
  • 09/2025 → Present
    Charles Schwab & Co., Inc.
    Chapel Hill, NC
  • 09/2025 → Present
    Charles Schwab Bank, Ssb
    Chapel Hill, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-12-08
S63 Uniform Securities Agent State Law Examination 2016-02-19
  • S65 Uniform Investment Adviser Law Examination
    2016-12-08
  • S63 Uniform Securities Agent State Law Examination
    2016-02-19
Other Names
  • Jamie Mcdaniel
  • James Polk Mcdaniel
  • James Mcdaniel
  • Jp Mcdaniel

View on SEC IAPD

Other Firms

FRANKLIN STREET ADVISORS INC.
ABSHER WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
TRUIST ADVISORY SERVICES, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STIFEL, NICOLAUS & COMPANY, INCORPORATED
ROBERT W. BAIRD & CO. INCORPORATED
HIGHTOWER ADVISORS, LLC

Other Investors

DENNIS CLEVELAND GREENWAY
JOSEPH BERNARD FOX
CRAIG ALAN SULLIVAN
PAUL T BODE
MILTON S BROWN
TODD DAVID YOUNG
Matthew Kent Inman
Colin James Bates

Other Offices

FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
ABSHER WEALTH MANAGEMENT, LLC · CHAPEL HILL, NC
FRANKLIN STREET ADVISORS INC. · CHAPEL HILL, NC
RBC CAPITAL MARKETS, LLC · Chapel Hill, NC
TRUIST ADVISORY SERVICES, INC. · CHAPEL HILL, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CHAPEL HILL, NC
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CHAPEL HILL, NC
ROBERT W. BAIRD & CO. INCORPORATED · Chapel Hill, NC

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