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Synovus Securities, Inc. CRD 14023
$8.45B regulatory AUM 100 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2019-10-28 |
Branch Locations
8025 Westside Parkway, Alpharetta, GA 30009 • United States
33 W 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Watchdog Capital Llc | Alpharetta | GA | 06/2016 | 03/2017 |
| Securities Compliance Management | Alpharetta | GA | 01/2015 | 06/2017 |
| Triad Advisors, Inc. | Norcross | GA | 07/2017 | 09/2018 |
| Unemployed | Unemployed | GA | 09/2018 | 11/2018 |
| Synovus Securities, Inc. | Atlanta | GA | 11/2018 | 12/2022 |
| Synovus Securities Inc. | Atlanta | GA | 12/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-02 |
| S63 | Uniform Securities Agent State Law Examination | 2005-11-29 |
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