Best Investors Account Sign in

William Thomas Brooks

Synovus Securities, Inc.

Alpharetta, GA

Columbus, GA

Claim This Profile
Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2019-10-28
  • GA RA
    APPROVED
    Since 2019-10-28

Branch Locations

8025 Westside Parkway, Alpharetta, GA 30009 • United States

33 W 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Watchdog Capital Llc Alpharetta GA 06/2016 03/2017
Securities Compliance Management Alpharetta GA 01/2015 06/2017
Triad Advisors, Inc. Norcross GA 07/2017 09/2018
Unemployed Unemployed GA 09/2018 11/2018
Synovus Securities, Inc. Atlanta GA 11/2018 12/2022
Synovus Securities Inc. Atlanta GA 12/2022 Present
  • 06/2016 → 03/2017
    Watchdog Capital Llc
    Alpharetta, GA
  • 01/2015 → 06/2017
    Securities Compliance Management
    Alpharetta, GA
  • 07/2017 → 09/2018
    Triad Advisors, Inc.
    Norcross, GA
  • 09/2018 → 11/2018
    Unemployed
    Unemployed, GA
  • 11/2018 → 12/2022
    Synovus Securities, Inc.
    Atlanta, GA
  • 12/2022 → Present
    Synovus Securities Inc.
    Atlanta, GA
Previous Registrations
  • 2006-08-08 → 2014-11-18
    Truist Investment Services, Inc.
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
    Atlanta, GA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-02
S63 Uniform Securities Agent State Law Examination 2005-11-29
  • S66 Uniform Combined State Law Examination
    2006-08-02
  • S63 Uniform Securities Agent State Law Examination
    2005-11-29
Other Names
  • William Thomas Brooks
  • William Brooks
  • Will Brooks
  • William T Brooks

View on SEC IAPD

Other Firms

MRP CAPITAL INVESTMENTS, LLC
NEW EDGE WEALTH
COMMONWEALTH FINANCIAL NETWORK
SEQUENT PLANNING, LLC
BROOKSTONE WEALTH ADVISORS, LLC
LADENBURG THALMANN ASSET MANAGEMENT INC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRESFUND ADVISORS

Other Investors

PAUL MATTHEW DAMM
MACARTHER ROYSTER PLUMART
PAUL FRANCIS SHAUGHNESSY
BRENDAN HUGH KEELAN
DANIEL ROSS MOSKOWITZ
RHEANNON LEA BODDIE
VENZON VICENCIO AROMIN
WILLIAM CLAY TUCKER

Other Offices

MRP CAPITAL INVESTMENTS, LLC · ALPHARETTA, GA
NEW EDGE WEALTH · Alpharetta, GA
COMMONWEALTH FINANCIAL NETWORK · Alpharetta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
BROOKSTONE WEALTH ADVISORS, LLC · Alphretta, GA
SEQUENT PLANNING, LLC · ALPHARETTA, GA
LADENBURG THALMANN ASSET MANAGEMENT INC · Norcross, GA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · ALPHARETTA, GA

More in Alpharetta, GA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor