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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-21 |
| MD | RA | APPROVED | 2009-03-13 |
Branch Locations
111 Rockville Pike Suite 825, Rockville, MD 20850-5117 • United States
Silver Spring, MD • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | Rockville | MD | 03/2009 | Present |
| City National Bank | Rockville | MD | 07/2017 | Present |
NAME OF ENTITY: KNIGHTS OF COLUMBUS ADDRESS: 9707 ROSENSTEEL AVE SILVER SPRING MD 20910 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: VOLUNTEER, HELP WITH FUNDRAISING INITITIVES CAPACITY: Officer START DATE: 6/30/2021 DUTIES: HELP OPERATE THE FACILITY AND FUNDRAISING, VOTING ON SPENDING DECISIONS HOURS DEVOTED PER MONTH: 3 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-05 |
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