Phillip Edward Prevender

Current Employers

Employment History

• 09/2007 → Present
  Raymond James Financial Services
  Albuquerque, NM
• 01/2009 → Present
  Raymond James Financial Services Advisors, Inc
  Albuquerque, NM

Previous Registrations

• 1998-09-18 → 2007-08-28
  Banc Of America Investment Services, Inc.
  Santa Fe, NM
  Albuquerque, NM
  Albuquerque, NM

Other Businesses

(1)Name of Business: Central New Mexico Community College Foundation Address: 5600 Eagle Rock Ave NE, Albuquerque, NM, 87113, United States Activity Type: Non profit Position/Title: Board Member, Committee Member Investment Related: Yes Start Date: 01/17/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a member of the Finance Committee. I joined the Board in January 2018. (2)Name of Business: Prevender Financial Services, LLC Address: 8206 Louisiana Blvd NE Ste A, Albuquerque, NM, 87113-1738, United States Activity Type: Support Company - Owner Position/Title: Officer - CEO, Officer - President Investment Related: No Start Date: 09/07/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am the owner of Prevender Financial Services, LLC, my financial services firm (3)Name of Business: Ronald McDonald House Charities of NM Address: 1011 Yale Blvd NE, Albuquerque, NM, 87106, United States Activity Type: Non profit Position/Title: Committee Member Investment Related: Yes Start Date: 09/06/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I serve on one committee, Finance (4)Name of Business: SAM Properties, LLC Address: 12928 Sandia Point NE, Albuquerque, NM, 87111, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 11/04/2009 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I currently own and manage five rental homes. I also purchased, September 2019, a commercial property that I relocated my office to and rent several other offices to other businesses. Within the last month I purchased a commercial property next to the one I currently own. I will rent this property to a Dr. who has a medical practice. (5)Name of Business: Sedona Pointe Owners Association Address: 8220 Louisiana Blvd NE, Albuquerque, NM, 87113, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: Yes Start Date: 04/28/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a Board member for the OA in the business complex where my office is located.

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-07-09
• S63 Uniform Securities Agent State Law Examination
  1993-06-18

Designations

Other Names

• Phillip E Ii Prevender