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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2004-01-06 |
Branch Locations
40291 Stagecoach Road, Oakhurst, CA 93644 • United States
Oakhurst, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Oakhurst | CA | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Oakhurst | CA | 03/2020 | Present |
Outside Employment; Double K Group LLC; Contractor - Advisor; ; 790 Penllyn Blue Bell Pike, , Blue Bell, PA, 19422; Investment-Related; 03/01/2023; 60 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-08-11 |
| S63 | Uniform Securities Agent State Law Examination | 1998-03-06 |
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