Andrew Scott Ketchum

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-03-17

CA RA
APPROVED

Since 2020-03-17

Branch Locations

6040 N Figarden Drive, Fresno, CA 93722 • United States

1934 Howard Road, Madera, CA 93637 • United States

109 W Eighth Street, Hanford, CA 93230 • United States

2970 E Nees Avenue, Fresno, CA 93779 • United States

40044 Hwy 49 Ste C2, Oakhurst, CA 93644 • United States

8727 El Camino Real, Atascadero, CA 93422 • United States

852 E Foothill Boulevard, San Luis Obispo, CA 93405 • United States

5676 Calle Real, Goleta, CA 93117 • United States

128 Niblick Road, Paso Robles, CA 93446 • United States

2254 S. Euclid Ave, Suite A, Ontario, CA 91762 • United States

4106 Californiia Avenue, Bakersfield, CA 93309 • United States

1030 Shaw Avenue, Clovis, CA 93612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
The Golden 1 Credit Union	Sacramento	CA	04/2019	Present
Harris Mazda & Volvo	Fresno	CA	11/2018	04/2019
Wells Fargo	Fresno	CA	08/2016	06/2018
None	Fresno	CA	06/2018	11/2018
Lpl Financial Llc	Sacramento	CA	04/2019	Present

04/2019 → Present

The Golden 1 Credit Union

Sacramento, CA
11/2018 → 04/2019

Harris Mazda & Volvo

Fresno, CA
08/2016 → 06/2018

Wells Fargo

Fresno, CA
06/2018 → 11/2018

None

Fresno, CA
04/2019 → Present

Lpl Financial Llc

Sacramento, CA

Other Businesses

1)10/21/2019 - Golden 1 Investment Services - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 10/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-03-16

S66 Uniform Combined State Law Examination

2020-03-16

Other Names

Andrew Scott Ketchum

View on SEC IAPD