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9 S Washington St Suite 520, Spokane, WA 99201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2025-01-05 |
Branch Locations
9 S Washington St Suite 520, Spokane, WA 99201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Smead Capital Mgmt/Smead Funds | Seattle | WA | 07/2007 | 12/2017 |
| Alps Distributors, Inc | Denver | CO | 11/2014 | 12/2017 |
| Unemployed | Deer Park | WA | 01/2018 | 08/2018 |
| Am Consulting Llc | Colbert | WA | 08/2018 | Present |
| Signia Capital Management, Llc | Spokane | WA | 07/2021 | Present |
AM Consulting LLC, 23211 N Hatch Rd, Colbert, WA 99005, is a LLC. The nature of the business is consulting for investment management firms. I am Owner/President of the business. I spend 160 hours per month with 160 during trading hours. The company started 2018 and I work with firms in regards to their operations, finance and compliance functions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-07-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-02-28 |
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