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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-01-24
FL RA APPROVED 2009-03-31
  • TX RA
    APPROVED
    Since 2019-01-24
  • FL RA
    APPROVED
    Since 2009-03-31

Branch Locations

632 N. Woodland B[Lvd., Deland, FL 32720 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Deland FL 10/2003 Present
Raymond James Financial Services Advisors, Inc. Deland FL 01/2002 Present
Gunby & Company Deland FL 10/2003 Present
Previous Registrations
  • 1993-07-29 → 2003-10-17
    Morgan Stanley Dw Inc.
    De Land, FL
Other Businesses

(1)Name of Business: Address: 310 W,. Minnesota Ave., DeLand, FL, 32720, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 01/02/2002 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This rental house was previously owned by my grandparents. I inherited the house and my wife and I lived there for 4 years before purchasing our current home. We have just kept the house a rental. (2)Name of Business: Conrad Realty Address: 310 W. Minnesota Ave., DeLand, FL, 32720, United States Activity Type: Business Owner Position/Title: Other Investment Related: No Start Date: 01/01/2006 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Joint owner of common stock in the company. (It is a 'C corp.) (3)Name of Business: DeLand, FL Firefighters Pension Board Address: 120 S. Florida Ave., DeLand, FL 32720 (City Hall), DeLand, FL, 32720, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: Yes Start Date: 08/01/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: DeLand, FL firefighters pension board member (4)Name of Business: Gunby Polly Tst Address: 310 W. Minnesota Ave., DeLand, FL, 32720, United States Activity Type: Control Person Position/Title: Other (Acting), Health care surrogate (Acting), Successor trustee (Named Only), Trustee (Acting), Power of Attorney (Acting) Investment Related: Yes Start Date: 09/03/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: F/A has a Delegation of Duties form on file giving him current control in addition to him serving as Successor Trustee for his mom's account ([REDACTED])\n\nF/A is the current Trustee for his father's Trust . His father passed away on 2-2-21. (5)Name of Business: Gunby Polly Tst Address: 310 W. Minnesota Ave., DeLand, FL, 32720, United States Activity Type: Control Person Position/Title: Trustee (Acting) Investment Related: Yes Start Date: 12/10/2007 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee for my grandfathers trust (6)Name of Business: Lake Beresford Yacht Company Address: 1961 Hontoon Road, DeLand, FL, 32720, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Officer - CEO Investment Related: Yes Start Date: 03/03/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: President of the company who owns the land where the Lake Beresford Yacht Club is located. The Lake Beresford Yacht Club has a separate board and pays rent to the Lake Beresford Yacht Company.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-07-31
S63 Uniform Securities Agent State Law Examination 1993-07-28
  • S65 Uniform Investment Adviser Law Examination
    2003-07-31
  • S63 Uniform Securities Agent State Law Examination
    1993-07-28
Designations

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