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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-01-24
  • FL RA
    APPROVED
    Since 2012-01-24

Branch Locations

120 N. Alabama Avenue, Deland, FL 32724 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates Deland FL 01/2012 Present
  • 01/2012 → Present
    Raymond James & Associates
    Deland, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-03-03
S63 Uniform Securities Agent State Law Examination 1998-02-17
  • S65 Uniform Investment Adviser Law Examination
    2005-03-03
  • S63 Uniform Securities Agent State Law Examination
    1998-02-17
Designations
Other Names
  • Lori Ann Endicott
  • Lori Ann Zdunek

View on SEC IAPD

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