Lisa J Gerardi

Employer firm

National Wealth Management Group, LLC CRD 174883

$535M regulatory AUM 18 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2009 → Present
  Lpl Financial Llc
  Cincinnati, OH
• 03/2016 → Present
  National Wealth Management Group, Llc
  Cincinnati, OH

Previous Registrations

• 2016-03-23 → 2021-12-31
  National Wealth Management Group, Llc
  Cincinnati, OH
• 2009-10-05 → 2009-11-23
  Ameriprise Financial Services, Llc
  Cincinnati, OH
• 2006-01-10 → 2009-10-05
  Ameriprise Advisor Services, Inc.
  Blue Ash, OH
• 2001-03-21 → 2006-01-04
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Cincinnati, OH

Other Businesses

1. 12/10/2009: Gerardi Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 3/28/2016: National Wealth Management Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 03/10/2016 - 100 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-05
• S63 Uniform Securities Agent State Law Examination
  1993-09-20

Other Names

• Lisa J Gerardi