Best Investors
Account
Sign in
Best Investors
Account
Sign in
14600 Branch St., Omaha, NE 68154 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2014-03-26 |
| PA | RA | APPROVED | 2014-03-20 |
Branch Locations
215 Farm Lane, Doylestown, PA 18901 • United States
14600 Branch St., Omaha, NE 68154 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc (F/K/A Linsco/Private Ledger) | Doylestown | PA | 01/2006 | 01/2017 |
| Cwm, Llc | Doylestown | PA | 04/2014 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2017 | 01/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | 01/2024 |
| Carson Group | Doylestown | PA | 01/2014 | Present |
NAME OF BUSINESS: N/A NATURE: POA for client Stephen Adair START: 1/31/2024 POSITION: POA APPX. HRS/MONTH: 5 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 1 DUTIES: Financial matters and paying bills and assisting with getting him Medicaid eligible for nursing home. Another advisor in my office manages his small account. NATURE OF BUSINESS: FIXED INSURANCE START DATE: 11/2016 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, ANNUITIES, AND LONG-TERM CARE
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-03 |
| S63 | Uniform Securities Agent State Law Examination | 1993-05-25 |
Reach out to this advisor