Larry Robert Krmpotich

Current Employers

Employment History

• 10/2009 → 07/2020
  Stifel, Nicolaus & Company, Incorporated
  Mankato, MN
• 09/2020 → Present
  Kestra Investment Services, Llc
  Mankato, MN
• 09/2020 → Present
  Riverfront Wealth Management, Inc.
  Mankato, MN
• 09/2020 → Present
  Kestra Advisory Services, Llc
  Mankato, MN

Previous Registrations

• 2009-10-16 → 2020-07-24
  Stifel, Nicolaus & Company, Incorporated
  Mason City, IA
  Mankato, MN
  New Ulm, MN
  Mason City, IA
• 2006-08-12 → 2009-10-16
  Ubs Financial Services Inc.
  Weehawken, NJ
  Mason City, IA
• 1999-04-28 → 2006-08-12
  Piper Sandler & Co.
  Mason City, IA

Other Businesses

Name: Riverfront Holdings, LLC Investment Related: Yes Address: 208 Mayan Way Mankato MN 56001 Nature of Business: Real Estate Position, Title or Relationship: Owner Start Date: 4/1/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Upkeep Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2 Ste. 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/21/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: Assess client needs, choose appropriate investments Name: Riverfront Wealth Management, Inc. DBA Riverfront Wealth Management Investment Related: Yes Address: 208 Mayan Way Mankato MN 56001 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 9/21/2020 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: To meet with clients, assess their individual situations, plan their investment strategy, implement the plan Name: SCHOLA FOUNDATION AND ITS SUBSIDIARY: CRUSADER HOL POSITION: Officer on the Crusader Holdings Board which is a Subsidiary of the Schola Foundation NATURE: Board position (Board of Directors, Board of Trustees, etc.) INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/02/2015 ADDRESS: 145 Good Counsel Dr, Mankato MN 56001 DESCRIPTION: Attend the meetings

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-15
• S63 Uniform Securities Agent State Law Examination
  1993-07-22