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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-04-15 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
20 Mall Rd Ste Ste 440, Burlington, MA 01803 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Hartford | CT | 02/1995 | 02/2019 |
| Morgan Stanley Smith Barney | West Hartford | CT | 06/2009 | 02/2019 |
| Raymond James And Associates | Burlington | MA | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 1994-03-04 |
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