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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-04-15
  • RI RA
    APPROVED
    Since 2019-04-15

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

20 Mall Rd Ste Ste 440, Burlington, MA 01803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Hartford CT 02/1995 02/2019
Morgan Stanley Smith Barney West Hartford CT 06/2009 02/2019
Raymond James And Associates Burlington MA 02/2019 Present
  • 02/1995 → 02/2019
    Hartford, CT
  • 06/2009 → 02/2019
    Morgan Stanley Smith Barney
    West Hartford, CT
  • 02/2019 → Present
    Raymond James And Associates
    Burlington, MA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-09-20
S63 Uniform Securities Agent State Law Examination 1994-03-04
  • S65 Uniform Investment Adviser Law Examination
    1995-09-20
  • S63 Uniform Securities Agent State Law Examination
    1994-03-04
Other Names
  • William Frederick Drew

View on SEC IAPD

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