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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2024-04-18
TX RA APPROVED 2024-04-18
  • DE RA
    APPROVED
    Since 2024-04-18
  • TX RA
    APPROVED
    Since 2024-04-18

Branch Locations

12001 Old Vine Blvd. Unit #106, Lewes, DE 19958 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dover DE 04/1991 04/2024
Janney Montgomery Scott Llc Lewes DE 04/2024 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-07-24
S63 Uniform Securities Agent State Law Examination 1997-02-10
  • S65 Uniform Investment Adviser Law Examination
    2001-07-24
  • S63 Uniform Securities Agent State Law Examination
    1997-02-10
Other Names
  • Amy Lynn Sneed
  • Amy Conner
  • Amy L Sneed

View on SEC IAPD

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