Robert Philip Carter

Employer firm

Freestone Capital Management, LLC CRD 145711

$14.5B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Freestone Capital Management Llc
  Seattle, WA

Previous Registrations

• 2003-01-03 → 2009-05-20
  Oppenheimer & Co. Inc.
  Bellevue, WA
  Bellevue, WA
• 1995-03-07 → 2003-01-03
  Cibc World Markets Corp.
  Seattle, WA

Other Businesses

CARTER I INVESTMENTS, LLC; SAMMAMISH, WA; INVESTMENT-RELATED; MANAGING MEMBER; 08/23/2011 START DATE; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. CARTER II INVESTMENTS, LLC; SAMMAMISH, WA; INVESTMENT-RELATED; MANAGING MEMBER; 04/20/2012 START DATE; 1 HOUR PER MONTH; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES. MIH MANAGEMENT SERVICES, LLC; PART-OWNER OF THIS PROPERTY MANAGEMENT COMPANY; 10 HOURS A MONTH FOR BUSINESS; 0 HOURS PER MONTH DURING SECURITIES TRADING HOURS; FAMILY COMPANY FORMED FOR INVESTMENT PURPOSES.

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-08-09
• S63 Uniform Securities Agent State Law Examination
  1993-05-21

Designations

• Chartered Financial Analyst

Other Names

• Robb Carter