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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • GA RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

10 W Bell Street, Hiawassee, GA 30546-0610 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Hiawassee GA 01/1999 Present
Raymond James Financial Services Advisors, Inc Hiawassee GA 01/2009 Present
Anderson Fnancial Services Hiawassee GA 06/2010 07/2020
Other Businesses

(1)Name of Business: Anderson Financial Services Address: 10 W Bell St, Hiawassee, GA, 30546, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 12/01/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial advisor providing another fixed annuity carrier for comparison to meet client objectives (2)Name of Business: Anderson Financial Services Address: 10 W Bell St, Hiawassee, GA, 30546, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 03/26/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Financial Advisor providing another fixed annuity carrier for comparison to client objectives (3)Name of Business: Tordust LLC Address: 10 W Bell St, Hiawassee, GA, 30546, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 06/01/2010 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Tax reporting only

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1996-04-09
S63 Uniform Securities Agent State Law Examination 1993-07-01
  • S65 Uniform Investment Adviser Law Examination
    1996-04-09
  • S63 Uniform Securities Agent State Law Examination
    1993-07-01
Other Names
  • Robert Lee Anderson

View on SEC IAPD

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