Scott Allison Carter

Current Employers

Employment History

• 01/1999 → 02/2025
  Concourse Financial Group Securities Inc
  Blairsville, GA
• 08/1989 → Present
  Scott Carter Enterprises Inc
  Blairsville, GA
• 06/1989 → Present
  (Dba) Carter Insurance And Investments
  Blairsville, GA
• 02/2003 → 02/2025
  Concourse Financial Group Securities Inc
  Blairsville, GA
• 02/2025 → Present
  Cetera Wealth Services, Llc
  Blairsville, GA
• 02/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2003-02-03 → 2025-02-20
  Concourse Financial Group Securities, Inc.
  Blairsville, GA
  Blairsville, GA
  Birmingham, AL

Other Businesses

1) (dba) CARTER INSURANCE AND INVESTMENTS; Investment Related; 340 Young Harris Street, Blairsville, GA 30512; Insurance Sales; President/Co-Owner; Start Date 06/1989; 160 hours per month with all hours occurring during trading hours; Sales and service of insurance and investment products. >> 2) SCOTT CARTER ENTERPRISES, INC.; Investment Related; 340 Young Harris Street, Blairsville, GA 30512; Insurance Sales; President; Started 08/1989; 160 hours per month with all 160 hours per month during trading; I sell insurance products including life, disability, and fixed annuities. I oversee health insurance sales department. >> 3) CARTER WILLIAMS LLC dba CARTER WILLIAMS INSURANCE & INVESTMENTS; Investment Related; Blairsville, GA; Board Member; Partner; Start Date 01/2023; 80 hours per month with those hours per month occurring during trading hours; Sells and service of insurance products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-06-10
• S63 Uniform Securities Agent State Law Examination
  1992-06-16