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Jenny Stiles Holland

Wells Fargo Clearing Services, LLC

Asheville, NC

Waynesville, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-11-25
  • NC RA
    APPROVED
    Since 2019-11-25

Branch Locations

190 Biltmore Ave, Asheville, NC 28801 • United States

52 Walnut St Stes 3, 5 & 6, Waynesville, NC 28786 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Ashville NC 10/2011 11/2019
Wells Fargo Clearing Services, Llc Asheville NC 11/2019 Present
Previous Registrations
  • 2011-10-19 → 2019-12-04
    Ubs Financial Services Inc.
    Asheville, NC
  • 2009-06-01 → 2011-10-25
    Morgan Stanley
    Asheville, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Asheville, NC
  • 2004-10-22 → 2007-04-02
    Morgan Stanley Dw Inc.
    Asheville, NC
    Asheville, NC
  • 2001-01-03 → 2004-10-25
    Osaic Fs, Inc.
    Ashville, NC
Other Businesses

TRUSTEE FOR UNCLE'S FLOWER TRUST, INV RELATED, SYLVA, NC, START: 2/18/2020, 0 HRS/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-27
S63 Uniform Securities Agent State Law Examination 1993-06-03
  • S65 Uniform Investment Adviser Law Examination
    1999-10-27
  • S63 Uniform Securities Agent State Law Examination
    1993-06-03
Designations

View on SEC IAPD

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Other Offices

OPPENHEIMER & CO. INC. · ASHEVILLE, NC
CETERA INVESTMENT ADVISERS LLC · ASHEVILLE, NC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ASHEVILLE, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
BEACON POINTE ADVISORS, LLC · Asheville, NC
EDWARD JONES · ASHEVILLE, NC
LPL FINANCIAL LLC · ASHEVILLE, NC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Asheville, NC

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